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FIDELITY D & D BANCORP INC — Director's Dealing 2018
Oct 31, 2018
33516_dirs_2018-10-31_a8b984d4-6a94-4f48-83d5-f47dc93ef72c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2018-10-29
Reporting Person: O'Brien Timothy P (SR EVP & CLO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-29 | Common Stock | S | 1000 | $64.71 | Disposed | 8705.6345 | Direct |
| 2018-10-29 | Common Stock | S | 103 | $65.32 | Disposed | 8602.6345 | Direct |
| 2018-10-31 | Common Stock | S | 897 | $61.14 | Disposed | 7705.6345 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $21.6 | 2026-02-01 | Common Stock (4485) | 4485 | Direct |
| Stock Appreciation Rights | $26.17 | 2027-02-06 | Common Stock (3546) | 8031 | Direct |
| Stock Appreciation Rights | $49.5 | 2028-02-05 | Common Stock (5571) | 13602 | Direct |
Footnotes
F1: 1. The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3% vesting period per year
F2: 2. Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting
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