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FIDELITY D & D BANCORP INC Director's Dealing 2018

Oct 31, 2018

33516_dirs_2018-10-31_a8b984d4-6a94-4f48-83d5-f47dc93ef72c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIDELITY D & D BANCORP INC (FDBC)
CIK: 0001098151
Period of Report: 2018-10-29

Reporting Person: O'Brien Timothy P (SR EVP & CLO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-29 Common Stock S 1000 $64.71 Disposed 8705.6345 Direct
2018-10-29 Common Stock S 103 $65.32 Disposed 8602.6345 Direct
2018-10-31 Common Stock S 897 $61.14 Disposed 7705.6345 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Rights $21.6 2026-02-01 Common Stock (4485) 4485 Direct
Stock Appreciation Rights $26.17 2027-02-06 Common Stock (3546) 8031 Direct
Stock Appreciation Rights $49.5 2028-02-05 Common Stock (5571) 13602 Direct

Footnotes

F1: 1. The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3% vesting period per year

F2: 2. Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting