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FIDELITY D & D BANCORP INC Director's Dealing 2017

Feb 9, 2017

33516_dirs_2017-02-09_e3096f77-e482-498e-9554-007f2ff81047.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FIDELITY D & D BANCORP INC (fdbc)
CIK: 0001098151
Period of Report: 2017-02-07

Reporting Person: DEFRANCESCO SALVATORE R JR (CFO & Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-07 Restricted Stock P 471 $39.25 Acquired 12672.9472 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-07 Stock Appreciation Rights $39.25 A 2415 Acquired 2027-02-07 Common Stock (2415) Direct

Footnotes

F1: The stock shall be fully vest at the end of a three year vesting period subject to graded vesting 1/3, 1/3, and 1/3 each year or 33 1/3% vesting period per year

F2: Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting