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FIBROGEN INC — Director's Dealing 2016
Jan 30, 2016
34576_dirs_2016-01-29_18a4e0f2-68e4-4ed6-96b1-64c7995ab9e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIBROGEN INC (FGEN)
CIK: 0000921299
Period of Report: 2016-01-28
Reporting Person: Neff Thomas B (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-28 | Common Stock | S | 12600 | $19.17 | Disposed | 3650807 | Direct |
| 2016-01-28 | Common Stock | S | 900 | $19.70 | Disposed | 3649907 | Direct |
| 2016-01-29 | Common Stock | S | 12800 | $19.58 | Disposed | 3637107 | Direct |
| 2016-01-29 | Common Stock | S | 700 | $20.17 | Disposed | 3636407 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 145070 | Indirect |
| Common Stock | 20000 | Indirect |
| Common Stock | 60946 | Indirect |
Footnotes
F1: Shares sold pursuant to a 10b5-1 plan.
F2: The shares were sold at prices ranging from $18.65 to $19.64. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The shares were sold at prices ranging from $19.65 to $19.84. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The shares were sold at prices ranging from $19.08 to $20.03. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: The shares were sold at prices ranging from $20.09 to $20.19. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.