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FIBROGEN INC — Director's Dealing 2016
Apr 5, 2016
34576_dirs_2016-04-04_667b4924-b110-46d4-a5c8-4106d30f5645.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FIBROGEN INC (FGEN)
CIK: 0000921299
Period of Report: 2016-04-01
Reporting Person: VALONE FRANK H MD (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-01 | Common Stock | M | 10750 | $3.925 | Acquired | 115434 | Direct |
| 2016-04-01 | Common Stock | S | 10550 | $21.104 | Disposed | 104884 | Direct |
| 2016-04-01 | Common Stock | S | 200 | $21.47 | Disposed | 104684 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-01 | Stock Option (Right to Buy) | $3.925 | M | 10750 | Disposed | 2019-08-11 | Common Stock (10750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4000 | Indirect |
Footnotes
F1: Shares sold pursuant to a 10b5-1 plan.
F2: The shares were sold at prices between $20.47 and $21.46. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Fully vested.
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