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FG Nexus Inc. — Director's Dealing 2021
Sep 16, 2021
33658_dirs_2021-09-15_f953c9e7-facd-4f4c-bf4b-de301d864e5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FG Financial Group, Inc. (FGF)
CIK: 0001591890
Period of Report: 2021-09-15
Reporting Person: SWETS LARRY G JR (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | 8.00% Cumulative Preferred Stock, Series A, $25.00 par value | P | 10000 | $25.10 | Acquired | 10000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 23452 | Direct |
Footnotes
F1: Includes 6,666 RSUs granted on December 15, 2017 under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program (of which, 4,000 RSUs have vested to date) and 5,714 and 7,722 RSUs granted on August 22, 2018 and August 13, 2019, respectively, under the 2018 Equity Incentive Plan as director compensation (of which, 3,428 and 3,088 have vested to date, respectively). RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.