FG Nexus Inc. — Director's Dealing 2021

Dec 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FG Financial Group, Inc. (FGF)
CIK: 0001591890
Period of Report: 2021-12-17

Reporting Person: Hayes Rita (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-17	Common Stock	A	14492	—	Acquired	36325	Direct

Footnotes

F1: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.

F2: Includes remaining 3,238 RSUs granted on January 11, 2019 under the 2018 Equity Incentive Plan as director compensation (also includes the 2,159 RSUs that have vested to date), the remaining 4,634 RSUs granted on August 13, 2019 under the 2018 Equity Incentive Plan as director compensation (also includes the 3,088 RSUs that have vested to date) and the remaining 6,971 RSUs granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation (also includes the 1,743 RSUs that have vested to date). RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.