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FG Nexus Inc. — Director's Dealing 2021
Dec 21, 2021
33658_dirs_2021-12-21_7fcfb042-6e22-4834-acdc-701aed25d093.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FG Financial Group, Inc. (FGF)
CIK: 0001591890
Period of Report: 2021-12-17
Reporting Person: Wong Dennis Andrew (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-17 | Common Stock | A | 14492 | — | Acquired | 46808 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3500 | Indirect |
Footnotes
F1: Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director compensation and represent the contingent right to receive one share of common stock of the Company. The RSUs will vest to Mr. Wong on January 1, 2022.
F2: Includes a total of 13,592 RSUs which have previously vested to date as well as 29,716 unvested RSUs which will vest to Mr. Wong on January 1, 2022 pursuant to an accelerated vesting schedule approved the Company's Compensation and Management Resource Committee. The RSUs had been previously granted under the Company's Amended and Restated 2014 Equity Incentive Plan, the Company's 2018 Equity Incentive Plan and the Company's 2021 Equity Incentive Plan as director compensation.