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Ferro S.A. Major Shareholding Notification 2021

Oct 6, 2021

5615_rns_2021-10-06_7d278fde-cbb9-420a-a3e6-88084eb31eb5.pdf

Major Shareholding Notification

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Notification of major holdings

crossed or reached

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: Ferro SA Skawina Przemysłowa 7, Skawina, PL-12, 32-050, PL 2. Reason for the notification (please tick the appropriate box or boxes): [X] An acquisition or disposal of voting rights [] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify)iii: 3. Details of person subject to the notification obligationiv : Name: Norges Bank City and country of registered office (if applicable): Bankplassen 2, PO Box 1179 Sentrum, Oslo, NO-0107, Oslo, Norway 4. Full name of shareholder(s) (if different from 3.)v : 5. Date on which the threshold was crossed or reachedvi: 2021-10-05 6. Total positions of person(s) subject to the notification obligation: Number and % of voting rights attached to shares (total of 7.A) Number and % of voting rights through financial instruments (total of 7.B.1 + 7.B.2) Total of both (7.A + 7.B) Total number of voting rights of issuervii Resulting situation on the date on which threshold was 1,014,619 / 4.78% 1,014,619 / 4.78% 21,242,655

6A. Situation prior to threshold crossing:
Voting rights attached to shares
Class/type of Number of shares/votes:
% of share capital:
% of voting rights
shares Direct Indirect Direct Indirect Direct Indirect
PLFERRO00016 1,159,619 5.46% 5.46%
Total 1.159,619 5.46% 5.46%

7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:

A: Voting rights attached to shares
Class/type of Number of shares/votes: % of share capital: % of voting rights
shares
ISIN code (if
possible)
Direct
(Art 9 of Directive
2004/109/EC)
Indirect
(Art 10 of
Directive
2004/109/EC)
Direct
(Art 9 of Di
rective
2004/109/EC)
Indirect
(Art 10 of
Directive
2004/109/EC)
Direct
(Art 9 of
Directive
2004/109/EC)
Indirect
(Art 10 of
Directive
2004/109/EC)
PLFERRO00016 1,014,619 4.78% 4.78%
SUBTOTAL A 1,014,619 4.78% 4.78%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting
rights that may be
acquired if the in
strument is exer
cised/ converted.
% of voting
rights
SUBTOTAL B.1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
2004/109/EC
Type of finan
cial instrument
Expiration
datex
Exercise/
Conversion
Period x
i
Physical or
cash settle
mentxii
Number of
voting
rights
% of voting
rights
SUBTOTAL B.2

8. Information in relation to the person subject to the notification obligation (please tick the applicable box):

[X ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

[ ] Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:

Namexv % of voting rights if it
equals or is higher
than the notifiable
threshold
% of voting rights
through financial
instruments if it equals
or is higher than the
notifiable threshold
Total of both if it
equals or is higher
than the notifiable
threshold

9. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]

10. Additional information:

Done at Oslo, Norway on 2021-10-06.

Annex: Notification of major holdings

A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities)
Norges Bank
Contact address (registered office for legal entities)
Bankplassen 2, PO Box 1179 Sentrum, Oslo, NO-0107, Oslo, Norway
E-Mail
[email protected]
Phone number / Fax number
+47 2407 3000
Other useful information (at least legal a contact person for legal persons)
Philippe Chiaroni

B: Identity of the notifier, if applicable

Full name

Contact address

E-Mail

Phone number / Fax number

Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)

C: Additional information: