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FENNEC PHARMACEUTICALS INC. — Director's Dealing 2013
Nov 27, 2013
35599_dirs_2013-11-27_bb95fe7e-ead1-43a4-aed1-91aa2cb9b665.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ADHEREX TECHNOLOGIES INC (ADHXF)
CIK: 0001211583
Period of Report: 2013-11-22
Reporting Person: MANCHESTER MANAGEMENT CO LLC (10% Owner)
Reporting Person: Manchester Explorer, L.P. (10% Owner)
Reporting Person: BESSER JAMES E (10% Owner)
Reporting Person: FRANK MORGAN C. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2933650 | Indirect |
| Common Stock | 1981000 | Direct |
| Common Stock | 328000 | Direct |
| Common Stock | 250000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants | $0.50 | 2018-11-22 | Common Stock (2500000) | Indirect | |
| Warrants | $0.50 | 2018-11-22 | Common Stock (1875000) | Direct | |
| Warrants | $0.50 | 2018-11-22 | Common Stock (250000) | Direct | |
| Warrants | $0.50 | 2018-11-22 | Common Stock (250000) | Direct |
Footnotes
F1: Manchester Management Company, LLC, a Delaware limited liability company, provides investment management services to private individuals and institutions, including Manchester Explorer, L.P. The reported securities and warrants are indirectly beneficially owned by Manchester Management Company, LLC as a result of it having investment discretion over certain advisory accounts it manages. The reported securities and warrants may also be deemed to be indirectly beneficially owned by James E. Besser, as a Managing Member of Manchester Management Company, LLC, and by Morgan C. Frank, who serves as a portfolio manager and a consultant of Manchester Management Company, LLC. Each of the Reporting Persons disclaim beneficial ownership of the reported securities and warrants except to the extent of their pecuniary interest therein.
F2: The reported securities and warrants are directly owned by Manchester Explorer, L.P., a Delaware limited partnership.
F3: The reported securities and warrants are directly owned by James E. Besser in his personal capacity.
F4: The reported securities and warrants are directly owned by Morgan C. Frank in his personal capacity.