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FEMASYS INC — Director's Dealing 2021
Jun 18, 2021
35164_dirs_2021-06-17_e6769f2f-3b05-4982-8acd-268f9ca8939b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: FEMASYS INC (FEMY)
CIK: 0001339005
Period of Report: 2021-06-17
Reporting Person: Lee-Sepsick Kathy (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 277778 | Direct |
| Common Stock | 72223 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $1.71 | 2026-03-18 | Common Stock (166667) | Direct | |
| Employee Stock Option (Right to Buy) | $3.24 | 2027-06-30 | Common Stock (123457) | Direct | |
| Employee Stock Option (Right to Buy) | $3.24 | 2027-06-30 | Common Stock (43211) | Direct | |
| Employee Stock Option (Right to Buy) | $6.12 | 2029-12-13 | Common Stock (2778) | Direct | |
| Employee Stock Option (Right to Buy) | $6.12 | 2029-12-13 | Common Stock (2778) | Direct |
Footnotes
F1: The shares underlying the stock option vest in installments of 33.33% and 66.67% on the dates on which the Issuer meets certain performance requirements, provided that the reporting person is employed by the Issuer or a subsidiary of the Issuer on the vesting date.
F2: Fully vested.
F3: Fully vested.
F4: The shares underlying the stock option vest equally in installments over 4 years beginning on November 1, 2019.
F5: The shares underlying the stock option vest equally in installments over 4 years beginning on November 1, 2019.
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