FEMASYS INC — Director's Dealing 2021

Jun 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FEMASYS INC (FEMY)
CIK: 0001339005
Period of Report: 2021-06-18

Reporting Person: Dyett John (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-18	Common Stock	P	2500	$13.18	Acquired	2500	Indirect
2021-06-22	Common Stock	C	948342	—	Acquired	948342	Indirect
2021-06-22	Common Stock	C	2271453	—	Acquired	3219795	Indirect
2021-06-18	Common Stock	P	10000	$12.88	Acquired	10000	Indirect
2021-06-22	Common Stock	P	40000	$13	Acquired	50000	Indirect
2021-06-22	Common Stock	C	63709	—	Acquired	113709	Indirect
2021-06-23	Common Stock	P	1000	$9.95	Acquired	114709	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-22	Series B Convertible Preferred Stock	$	C	948342	Disposed		Common Stock (948342)	Indirect
2021-06-22	Series C Convertible Preferred Stock	$	C	2271453	Disposed		Common Stock (2271453)	Indirect
2021-06-22	Series C Convertible Preferred Stock	$	C	63709	Disposed		Common Stock (63709)	Indirect

Footnotes

F1: 948,342 shares of Series B Convertible Preferred Stock were automatically converted into Common Stock in connection with the closing of the Issuer's initial public offering. The Series B Convertible Preferred Stock had no expiration date.

F2: Salem Femasys Investors LLC is a limited liability company consisting of 95 members, as of December 31, 2020. Mr. Dyett, acting as manager for Salem Femasys Investors LLC, has sole voting power over the shares held by Salem Femasys Investors LLC, subject to the vote of members holding more than 50% of the outstanding interests in Salem Femasys Investors LLC, and shares dispositive power over such shares, which powers may be exercised by members holding more than 50% of the outstanding interests in Salem Femasys Investors LLC, with each of the other members. Mr. Dyett disclaims beneficial ownership over the shares held by Salem Femasys Investors LLC, except to the extent of his pecuniary interest therein.

F3: 2,271,453 shares of Series C Convertible Preferred Stock were automatically converted into Common Stock in connection with the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock had no expiration date.

F4: 63,709 shares of Series C Convertible Preferred Stock were automatically converted into Common Stock in connection with the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock had no expiration date.