FELIX GROUP HOLDINGS LTD — Major Shareholding Notification 2021

Jan 11, 2021

603 GUIDE

page 1/1 13 March 2000

Form 603 Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme Felix Group Holdings Ltd

ACN/ARSN 159 858 509

1. Details of substantial holder (1) Name David Williams, Moggs Creek Pty Ltd ACN 060 875 738 and Kidder Williams Ltd ACN 117 667 204 ACN/ARSN (if applicable)

The holder became a substantial holder on 12/01/2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class ofsecurities (4)	Numberofsecurities	Person’svotes (5)	Voting power(6)
Fully paid ordinary shares (Shares)	20,161,543	20,161,543	15.3%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

r are as follows:
Holderof relevantinterest	Nature of relevantinterest (7)	Class andnumberofsecurities
Moggs Creek Pty Ltd	Relevant interest under section 608(1) of the Corporations Act as registered holder of the shares	19,108,106 Shares
David Williams	Relevant interest under section 608(1) of the Corporations Act with the power to control the exercise of the right to vote and dispose of the shares
Kidder Williams Ltd	Relevant interest under section 608(1) of the Corporations Act as registered holder of the shares	1,053,437 Shares
David Williams	Relevant interest under section 608(1) of the Corporations Act with the power to control the exercise of the right to vote and dispose of the shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Class and number of securities
Moggs Creek Pty Ltd	Moggs Creek Pty Ltd	Moggs Creek Pty Ltd	19,108,106 Shares
Kidder Williams Ltd	Kidder Williams Ltd	Kidder Williams Ltd	1,053,437 Shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

ntial holder is as follows:
Holder of relevant interest	Date of acquisition	Consideration (9)		Class and number of securities
		Cash	Non-cash
Moggs Creek Pty Ltd	08/01/2021	$6,000,000		19,108,106 Shares
Kidder Williams Ltd	08/01/2021		Consideration for services as outlined in Sections 6.3.1 and 6.3.2 of the Prospectus dated 26 November 2020	1,053,437 Shares

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6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
N/A
f persons named in this form are as follows:
Name	Address
David Williams	242A KooyongRoad, Toorak VIC 3142
Moggs Creek PtyLtd	Level 4, 60 Collins Street, Melbourne VIC 3000
Kidder Williams Ltd	Level 4, 60 Collins Street Melbourne VIC 3000

7. Addresses

The addresses of persons named in this form are as follows:

Signature

print name David Williams	capacity	Authorised representative
sign here	date	12/01/2021
DIRECTIONS
er of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
ed to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
paragraph 7 of the form.
f "associate" in section 9 of the Corporations Act 2001.
f "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
of a company constitute one class unless divided into separate classes.

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

• (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (7) Include details of:

• (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

• See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown.’”

• (9) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

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