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FEDERATED HERMES, INC. — Director's Dealing 2021
Nov 9, 2021
31168_dirs_2021-11-09_f6ca95f5-07d5-4380-8958-2f506580e01b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FEDERATED HERMES, INC. (FHI)
CIK: 0001056288
Period of Report: 2021-11-08
Reporting Person: DONAHUE J CHRISTOPHER (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-08 | Class B Common Stock | G | 25440 | $0.00 | Disposed | 1149932 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 486971 | Indirect |
Footnotes
F1: On or around June 17, 2021, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") made a distribution of shares of Federated Hermes, Inc. Class B Common Stock ("FHI") to all of its limited partners on a pro-rata basis (the "Distribution"). The Distribution did not involve any public sale of shares. As a result of the Distribution, the number of shares of FHI directly owned by the reporting person increased by 24 shares.
F2: The reporting person previously reported an increase of 16,625 shares of FHI held by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust ("JFD/RJD Joint Trust") in connection with a pro rata distribution by Comax that occurred on or around May 27, 2021. The distribution to the JFD/RJD Joint Trust was made in error and those shares were rescinded and have been removed from this report.
F3: The 5,819 shares of FHI previously owned by the Rhodora J. Donahue Revocable Trust, in which the reporting person had an indirect interest, have been transferred to JFD/RJD Joint Trust, in which the reporting person has an indirect interest. The transfer did not involve any public sale of shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the JFD/RJD Joint Trust except to the extent of his pecuniary interest therein.
F4: Comax previously made a distribution of shares of FHI to all of its limited partners on a pro-rata basis, which did not involve any public sale of shares. As a result, the number of shares of FHI owned by the JFD/RJD Joint Trust, in which the reporting person has an indirect interest, increased by 2,809 shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the JFD/RJD Joint Trust except to the extent of his pecuniary interest therein.