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FEDERATED HERMES, INC. — Director's Dealing 2020
Dec 16, 2020
31168_dirs_2020-12-16_4ada8b9e-46db-4462-ba60-914b476d1985.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FEDERATED HERMES, INC. (FHI)
CIK: 0001056288
Period of Report: 2020-12-15
Reporting Person: DONAHUE THOMAS R (Director, VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-15 | Class B Common Stock | G | 1005 | $0.00 | Disposed | 714392 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 138911 | Indirect |
| Class B Common Stock | 22235 | Indirect |
| Class B Common Stock | 73955 | Indirect |
| Class B Common Stock | 65436 | Indirect |
| Class B Common Stock | 421690 | Indirect |
| Class B Common Stock | 72 | Indirect |
| Class B Common Stock | 7795 | Indirect |
| Class B Common Stock | 27544 | Indirect |
| Class B Common Stock | 37544 | Indirect |
| Class B Common Stock | 2000 | Indirect |
Footnotes
F1: On or around November 30, 2020, Comax Partners L.P. (d/b/a The Beechwood Company, L.P.) ("Comax") made a distribution of shares of Federated Hermes, Inc. Class B Common Stock ("FHI") to all of its limited partners on a pro-rata basis (the "Distribution"). The Distribution did not involve any public sale of shares. As a result of the Distribution, the number of shares of FHI directly owned by the reporting person increased by 709 shares.
F2: As a result of the Distribution described in Footnote 1, the number of shares of FHI in which the reporting person has an indirect interest due to his interest in Comax decreased by 15,385 shares. The reporting person disclaims beneficial ownership of the shares of FHI held by Comax except to the extent of his pecuniary interest therein.
F3: As a result of the Distribution described in Footnote 1, the number of shares of FHI owned by The Thomas R. and Frances L. Donahue Grantor Dynasty Trust (the "TR/FLD GD Trust"), in which the reporting person has an indirect interest, increased by 2,149 shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the TR/FLD GD Trust except to the extent of his pecuniary interest therein.
F4: As a result of the Distribution described in Footnote 1, the number of shares of FHI owned by an immediate family member, in which the reporting person has an indirect interest, increased by 1,649 shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the immediate family member except to the extent of his pecuniary interest therein.
F5: As a result of the Distribution described in Footnote 1, the number of shares of FHI owned by an immediate family member, in which the reporting person has an indirect interest, increased by 857 shares. The reporting person disclaims beneficial ownership of the shares of FHI held by the immediate family member except to the extent of his pecuniary interest therein.