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FEDERATED HERMES, INC. Director's Dealing 2019

Apr 1, 2019

31168_dirs_2019-04-01_d8cabc55-9f60-4518-8b54-c3cb5a321191.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FEDERATED INVESTORS INC /PA/ (FII)
CIK: 0001056288
Period of Report: 2019-04-01

Reporting Person: FARRELL MICHAEL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-01 Class B Common Stock M 3000 $23.56 Acquired 41150 Direct
2019-04-01 Class B Common Stock S 3000 $29.5851 Disposed 38150 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-04-01 Employee Stock Option (Right to Buy) $23.56 M 3000 Disposed 2019-04-23 Class B Common Stock (3000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 30000 Indirect
Class B Common Stock 60200 Indirect
Class B Common Stock 10000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in 16 transactions at prices ranging from $29.52 to $29.64 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.