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FEDERATED HERMES, INC. — Director's Dealing 2019
Nov 25, 2019
31168_dirs_2019-11-25_177b77fc-7737-4541-af42-b60ddd6b9c9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FEDERATED INVESTORS INC /PA/ (FII)
CIK: 0001056288
Period of Report: 2019-11-21
Reporting Person: DONAHUE J CHRISTOPHER (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-21 | Class B Common Stock | S | 56500 | $33.1228 | Disposed | 513380 | Indirect |
| 2019-11-22 | Class B Common Stock | S | 56500 | $32.9661 | Disposed | 456880 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 1559011 | Direct |
| Class B Common Stock | 278101 | Indirect |
| Class B Common Stock | 5819 | Indirect |
| Class B Common Stock | 5819 | Indirect |
| Class B Common Stock | 82 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in 760 transactions at prices ranging from $32.99 to $33.24 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reporting person serves as a trustee of The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust and disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust except to the extent of his pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in 859 transactions at prices ranging from $32.79 to $33.12 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.