Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FEDERATED HERMES, INC. Director's Dealing 2019

Nov 25, 2019

31168_dirs_2019-11-25_177b77fc-7737-4541-af42-b60ddd6b9c9a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FEDERATED INVESTORS INC /PA/ (FII)
CIK: 0001056288
Period of Report: 2019-11-21

Reporting Person: DONAHUE J CHRISTOPHER (Director, Chairman, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-21 Class B Common Stock S 56500 $33.1228 Disposed 513380 Indirect
2019-11-22 Class B Common Stock S 56500 $32.9661 Disposed 456880 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 1559011 Direct
Class B Common Stock 278101 Indirect
Class B Common Stock 5819 Indirect
Class B Common Stock 5819 Indirect
Class B Common Stock 82 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in 760 transactions at prices ranging from $32.99 to $33.24 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: The reporting person serves as a trustee of The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust and disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by The John F. Donahue and Rhodora J. Donahue Joint Revocable Trust except to the extent of his pecuniary interest therein.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in 859 transactions at prices ranging from $32.79 to $33.12 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.