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FEDERATED HERMES, INC. Director's Dealing 2017

Jun 9, 2017

31168_dirs_2017-06-09_e9e52f9d-65ad-4f9b-a252-7fe571b2ce31.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FEDERATED INVESTORS INC /PA/ (FII)
CIK: 0001056288
Period of Report: 2017-06-07

Reporting Person: MCGONIGLE JOHN W (Director, Vice Chairman, Secretary & EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-07 Class B Common Stock G 40 Disposed 234833 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 1299980 Indirect

Footnotes

F1: On April 4, 2017, the 357,305 shares of Federated Investors, Inc. Class B Common Stock ("FII Class B Common Stock") held by the Mary Ita McGonigle Revocable Trust were transferred to the John McGonigle Revocable Trust. Mr. McGonigle and his wife are trustees of both revocable trusts. As a result of this transfer, Mr. McGonigle's pecuniary interest in the shares of FII Class B Common Stock did not change and this transfer is exempt from reporting under Rule 16a-13. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by the John W. McGonigle Revocable Trust except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.