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FEDERATED HERMES, INC. — Director's Dealing 2017
Jun 9, 2017
31168_dirs_2017-06-09_e9e52f9d-65ad-4f9b-a252-7fe571b2ce31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FEDERATED INVESTORS INC /PA/ (FII)
CIK: 0001056288
Period of Report: 2017-06-07
Reporting Person: MCGONIGLE JOHN W (Director, Vice Chairman, Secretary & EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-07 | Class B Common Stock | G | 40 | — | Disposed | 234833 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common Stock | 1299980 | Indirect |
Footnotes
F1: On April 4, 2017, the 357,305 shares of Federated Investors, Inc. Class B Common Stock ("FII Class B Common Stock") held by the Mary Ita McGonigle Revocable Trust were transferred to the John McGonigle Revocable Trust. Mr. McGonigle and his wife are trustees of both revocable trusts. As a result of this transfer, Mr. McGonigle's pecuniary interest in the shares of FII Class B Common Stock did not change and this transfer is exempt from reporting under Rule 16a-13. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by the John W. McGonigle Revocable Trust except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.