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FEDERAL AGRICULTURAL MORTGAGE CORP — Director's Dealing 2011
Apr 8, 2011
31785_dirs_2011-04-08_51cf447e-1d89-4be0-b7bd-5df3cca95dd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FEDERAL AGRICULTURAL MORTGAGE CORP (AGM)
CIK: 0000845877
Period of Report: 2011-04-07
Reporting Person: STENSON TOM D (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-07 | Class C Non-Voting Common Stock | A | 5000 | — | Acquired | 35000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-07 | Stock Appreciation Right | $18.77 | A | 20000 | Acquired | 2021-04-07 | Class C Non-Voting Common Stock (20000) | Direct |
Footnotes
F1: Grant of shares of performance-based restricted stock under the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan for no consideration. The shares of restricted stock will vest on March 31, 2014 if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement.
F2: The stock appreciation right is exercisable beginning March 31, 2011 with respect to 6,666 shares, beginning March 31, 2012 with respect to 6,667 shares, and beginning March 31, 2013 with respect to 6,667 shares.
F3: Grant of stock appreciation rights under the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan for no consideration.