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FB Financial Corp — Director's Dealing 2021
Jan 6, 2021
31386_dirs_2021-01-05_9c96e36b-4d0f-422b-a19c-06dae0b25d86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FB Financial Corp (FBK)
CIK: 0001649749
Period of Report: 2020-12-31
Reporting Person: Ayers James W. (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | A | 4199 | $34.73 | Acquired | 13618078 | Direct |
| 2020-12-31 | Common Stock | F | 1175 | $34.73 | Disposed | 13616903 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5381 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units (obligation to sell) | $ | Common Stock (906.0) | 906 | Indirect | |
| Restricted Stock Units (obligation to sell) | $ | Common Stock (4475.0) | 4475 | Indirect |
Footnotes
F1: On December 31, 2020, FB Financial Corporation (the "Company") issued 4,199 shares of its common stock, par value $1.00 per share ("Common Stock") to the reporting person in lieu of his salary, which shares were fully vested on the date of issuance. In connection with the issuance, the Company withheld 1,175 shares of Common Stock to satisfy a tax withholding obligation, resulting in the issuance of 3,024 net shares of Common Stock to the reporting person.
F2: As reported in Forms 4 filed with the Securities and Exchange Commission (the "SEC") on November 30, 2017, January 4, 2018, April 3, 2018, and July 3, 2018, the reporting person, for no consideration, previously transferred to Ayers Asset Management, Inc. ("AAM") 8,169 shares of Common Stock that the Company paid him as compensation for services rendered to the Company.
F3: For more information regarding the issuance and vesting provisions of these RSUs, please see the Forms 4 previously filed with the SEC on October 2, 2018 and July 3, 2018.