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Fathom Holdings Inc. — Director's Dealing 2024
Jan 2, 2024
34496_dirs_2024-01-02_8e8decfc-dd89-4778-99e3-61bbae8341dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2023-12-29
Reporting Person: Harley Joshua (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-29 | Common Stock | Z | 10346 | — | Acquired | 2073378 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2329383 | Direct |
Footnotes
F1: Represents deposit by an immediate family member into a voting trust for which Mr. Harley serves as a trustee.
F2: Includes an aggregate of 1,710,346 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.
F3: Of these shares, 9,558 shares are restricted and vest in full on July 2, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on July 2, 2024, 31,888 shares are restricted and vest in full on December 14, 2023, 47,170 shares that vested in full on December 14, 2023, 58,140 shares are restricted and vest in full on July 2, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.