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Fathom Holdings Inc. Director's Dealing 2024

Sep 27, 2024

34496_dirs_2024-09-27_8fefc9db-bb33-4e13-9a52-3a817ce6aea0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2024-09-25

Reporting Person: Flanders Scott N (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-09-25 Senior Secured Convertible Promissory Note $4.25 P Acquired 2026-10-01 Common Stock (235924) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 824688 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $8.22 2032-08-11 Common Stock (13078) 13078 Direct

Footnotes

F1: 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.

F2: The option vested in full on August 12, 2023.