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Fathom Holdings Inc. — Director's Dealing 2022
Apr 29, 2022
34496_dirs_2022-04-29_9c15d09e-27ab-477c-b50d-87d141ba62ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2021-07-02
Reporting Person: Harley Joshua (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-02 | Common Stock | A | 4426 | $0.00 | Acquired | 2917496 | Direct |
| 2021-12-01 | Common Stock | A | 18443 | $0.00 | Acquired | 2935939 | Direct |
| 2022-04-01 | Common Stock | A | 29616 | $0.00 | Acquired | 2965555 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2063032 | Indirect |
Footnotes
F1: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024 and 4,426 shares are restricted and vest in full on July 1, 2024.
F2: Of these shares, 18,443 shares are restricted and vest in full on November 30, 2024.
F3: Of these shares, 29,616 shares are restricted and vest in full on March 31, 2025.
F4: Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.