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Fathom Holdings Inc. — Director's Dealing 2021
Apr 29, 2021
34496_dirs_2021-04-29_a38cde16-3dad-4f29-81fa-f13b2cc7322e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2021-03-05
Reporting Person: Fregenal Marco (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-05 | Common Stock | A | 8359 | — | Acquired | 1325709 | Direct |
| 2021-03-05 | Common Stock | A | 329 | — | Acquired | 329 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 150000 | Indirect |
Footnotes
F1: Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.
F2: These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.
F3: These shares were previously reported as directly held by the reporting person. This description has been updated to indicate that the shares are now held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.