Fathom Holdings Inc. — Director's Dealing 2021

Jul 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2021-07-19

Reporting Person: Harley Joshua (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-19	Common Stock	S	2460	$26.6	Disposed	3220360	Direct
2021-07-20	Common Stock	S	2705	$27.13	Disposed	3217655	Direct
2021-07-21	Common Stock	S	3911	$27.05	Disposed	3213744	Direct
2021-07-21	Common Stock	S	2324	$27.66	Disposed	3211420	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1700000	Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F2: The reported securities were sold in multiple transactions at prices ranging from $26.32 to $26.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.

F4: The reported securities were sold in multiple transactions at prices ranging from $26.51 to $27.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F5: The reported securities were sold in multiple transactions at prices ranging from $26.40 to $27.39. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F6: The reported securities were sold in multiple transactions at prices ranging from $27.40 to $28.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F7: Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee.