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Fathom Holdings Inc. — Director's Dealing 2021
Sep 10, 2021
34496_dirs_2021-09-10_e47f47e0-23e7-42f1-87e6-ce49dbca52cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2021-09-08
Reporting Person: Fregenal Marco (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-08 | Common Stock | S | 1239 | $28.4 | Disposed | 1271386 | Direct |
| 2021-09-09 | Common Stock | S | 6421 | $28.66 | Disposed | 1264965 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 329 | Indirect |
| Common Stock | 150000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 18, 2021, as amended on August 31, 2021.
F2: The reported securities were sold in multiple transactions at prices ranging from $28.04 to $28.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3: Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.
F4: The reported securities were sold in multiple transactions at prices ranging from $28.18 to $29.02. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F5: These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.
F6: These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.