Fathom Holdings Inc. — Director's Dealing 2021

Nov 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2021-11-09

Reporting Person: Sampson Glenn A. (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-09	Common Stock	S	2460	$26.9	Disposed	1550136	Direct
2021-11-10	Common Stock	S	1207	$26.5196	Disposed	1548929	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$44	2031-02-28	Common Stock (2273)	2273	Direct
Stock Option (Right to Buy)	$20.1	2030-11-03	Common Stock (1493)	1493	Direct
Stock Option (Right to Buy)	$4.71	2029-04-16	Common Stock (5304)	5304	Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F2: The reported securities were sold in multiple transactions at prices ranging from $26.48 to $26.54. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3: The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.

F4: The option vested in full on November 4, 2021.

F5: The option vested in full on April 16, 2020.