Fathom Holdings Inc. — Director's Dealing 2021

Nov 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fathom Holdings Inc. (FTHM)
CIK: 0001753162
Period of Report: 2021-11-22

Reporting Person: Fregenal Marco (Director, Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-22	Common Stock	S	150000	$24.125	Disposed	1114965	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	329	Indirect
Common Stock	150000	Indirect

Footnotes

F1: The shares were sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement entered into on November 17, 2021.

F2: Represents public offering price of $25.00 per share less underwriting discounts and commissions of $0.875 per share.

F3: Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.

F4: These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.

F5: These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.