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FATE THERAPEUTICS INC — Director's Dealing 2020
Feb 3, 2020
34091_dirs_2020-02-03_4292b18e-e16e-4892-acc8-f3992c1045d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FATE THERAPEUTICS INC (FATE)
CIK: 0001434316
Period of Report: 2020-01-30
Reporting Person: Wolchko J Scott (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-30 | Common Stock | M | 25000 | $2.70 | Acquired | 444969 | Direct |
| 2020-01-30 | Common Stock | S | 25000 | $25.4521 | Disposed | 419969 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-30 | Stock Option (right to buy) | $2.70 | M | 25000 | Disposed | 2026-01-11 | Common Stock (25000) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 19, 2019.
F2: Represents the weighted average sale price of the shares sold ranging from $25.06 to $25.95 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F3: The shares subject to this option vested and became exercisable in 48 equal monthly installments beginning on January 1, 2016 such that this option was fully exercisable on December 1, 2019.
F4: Not applicable.