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FATE THERAPEUTICS INC — Director's Dealing 2016
Jan 20, 2016
34091_dirs_2016-01-20_edd53d8a-9eb5-4be4-9cba-803da6d77b2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FATE THERAPEUTICS INC (FATE)
CIK: 0001434316
Period of Report: 2016-01-18
Reporting Person: Wolchko J Scott (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-18 | Common Stock | M | 3798 | $1.37 | Acquired | 135777 | Direct |
| 2016-01-18 | Common Stock | M | 3702 | $1.63 | Acquired | 139479 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-18 | Stock Option (right to buy) | $1.37 | M | 3798 | Disposed | 2022-07-23 | Common Stock (3798) | Direct |
| 2016-01-18 | Stock Option (right to buy) | $1.63 | M | 3702 | Disposed | 2022-02-08 | Common Stock (3702) | Direct |
Footnotes
F1: The shares subject to this option shall vest and become exercisable in 48 equal monthly installments beginning on August 3, 2012 such that this option is fully exercisable on July 3, 2016. This option is subject to accelerated vesting upon a change of control of the Issuer and in the event of termination of employment under certain circumstances following a change of control of the Issuer.
F2: Not applicable.
F3: The shares subject to this option became fully vested and exercisable on May 30, 2015.
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