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FATE THERAPEUTICS INC Director's Dealing 2014

Jun 11, 2014

34091_dirs_2014-06-11_87e5c9dd-7b98-49d0-84e7-4c621aa38c98.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FATE THERAPEUTICS INC (FATE)
CIK: 0001434316
Period of Report: 2014-06-09

Reporting Person: Flynn Peter D (See remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-09 Common Stock M 1260 $1.63 Acquired 6645 Direct
2014-06-09 Common Stock S 1955 $7 Disposed 4690 Direct
2014-06-10 Common Stock M 699 $1.63 Acquired 5389 Direct
2014-06-10 Common Stock S 1350 $7 Disposed 4039 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-09 Stock Option (right to buy) $1.63 M 1260 Disposed 2022-02-08 Common Stock (1260) Direct
2014-06-10 Stock Option (right to buy) $1.63 M 699 Disposed 2022-02-08 Common Stock (699) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2013.

F2: The shares subject to this option shall vest and become exercisable at the rate of 1/4th of the shares on May 30, 2012 and 1/48th of the shares each month thereafter such that this option is fully exercisable on May 30, 2015. This option is subject to accelerated vesting upon a change of control of the Issuer and in the event of termination of employment under certain circumstances following a change of control of the Issuer.

F3: Not applicable.