Fat Brands, Inc — Director's Dealing 2020

Jul 25, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fat Brands, Inc (FAT)
CIK: 0001705012
Period of Report: 2020-07-16

Reporting Person: FOG CUTTER CAPITAL GROUP INC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-16	SERIES A FIXED RATE CUMULATIVE PREFERRED STOCK	D	15000	—	Disposed	0	Direct
2020-07-16	SERIES B CUMULATIVE PREFERRED STOCK	A	60000	—	Acquired	60000	Direct
2020-07-16	SERIES B CUMULATIVE PREFERRED STOCK	A	14449	—	Acquired	74449	Direct

Footnotes

F1: In connection with the Company's public offering of Series B Cumulative Preferred Stock and Warrants, the Company exchanged outstanding shares of Series A Fixed Rate Cumulative Preferred Stock ($100.00 liquidation preference per share) held by the Reporting Person for shares of Series B Cumulative Preferred Stock ($25.00 liquidation preference per share) in an exempt transaction under Rule 16b-3(d) and (e).

F2: The Company issued to the Reporting Person 14,449 shares of Series B Cumulative Preferred Stock at $25.00 per share as consideration for accrued dividends on shares of Series A Fixed Rate Cumulative Preferred Stock ($100.00 liquidation preference per share) previously held by the Reporting Person.