Fat Brands, Inc — Director's Dealing 2020

Jul 25, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fat Brands, Inc (FAT)
CIK: 0001705012
Period of Report: 2020-07-16

Reporting Person: Junger John Squire (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-16	SERIES B CUMULATIVE PREFERRED STOCK	A	327	—	Acquired	5327	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-16	WARRANT TO PURCHASE COMMON STOCK	$8.50	D	3000	Disposed	2024-10-03	COMMON STOCK (3000)	Direct
2020-07-16	WARRANT TO PURCHASE COMMON STOCK	$5.00	A	25000	Acquired	2025-07-16	COMMON STOCK (25000)	Direct

Footnotes

F1: The Company issued to the Reporting Person 327 shares of Series B Cumulative Preferred Stock at $25.00 per share as consideration for accrued dividends on shares of Series B Cumulative Preferred Stock held by the Reporting Person.

F2: In connection with the Company's public offering of Series B Cumulative Preferred Stock and Warrants, the Company exchanged outstanding warrants acquired by the Reporting Person in October 2019 for warrants of the same class issued in the public offering in an exempt transaction under Rule 16b-3(d) and (e).