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Fat Brands, Inc Director's Dealing 2019

Oct 24, 2019

34743_dirs_2019-10-23_a3a9e1ad-fe15-444d-bb46-350c5989b33b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fat Brands, Inc (FAT)
CIK: 0001705012
Period of Report: 2019-10-03

Reporting Person: WIEDERHORN ANDREW (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-03 SERIES B CUMUALTIVE PREFERRED STOCK P 20000 Acquired 20000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-03 WARRANT TO PURCHASE COMMON STOCK $8.50 P 12000 Acquired 2024-10-03 COMMON STOCK (12000) Direct

Footnotes

F1: On October 3, 2019, the Reporting Person participated in the Company's public offering and acquired 20,000 shares of Series B Preferred Stock that were accompanied by 12,000 warrants to purchase 12,000 shares of Common Stock at an exercise price of $8.50 per share of Common Stock. Each share of Series B Preferred Stock and the accompanying warrant was acquired at a price of $25.00.