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Fat Brands, Inc — Director's Dealing 2019
Oct 24, 2019
34743_dirs_2019-10-23_a3a9e1ad-fe15-444d-bb46-350c5989b33b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fat Brands, Inc (FAT)
CIK: 0001705012
Period of Report: 2019-10-03
Reporting Person: WIEDERHORN ANDREW (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-03 | SERIES B CUMUALTIVE PREFERRED STOCK | P | 20000 | — | Acquired | 20000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-03 | WARRANT TO PURCHASE COMMON STOCK | $8.50 | P | 12000 | Acquired | 2024-10-03 | COMMON STOCK (12000) | Direct |
Footnotes
F1: On October 3, 2019, the Reporting Person participated in the Company's public offering and acquired 20,000 shares of Series B Preferred Stock that were accompanied by 12,000 warrants to purchase 12,000 shares of Common Stock at an exercise price of $8.50 per share of Common Stock. Each share of Series B Preferred Stock and the accompanying warrant was acquired at a price of $25.00.
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