Fat Brands, Inc — Director's Dealing 2018

Nov 13, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fat Brands, Inc (FAT)
CIK: 0001705012
Period of Report: 2018-04-16

Reporting Person: FOG CUTTER CAPITAL GROUP INC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-27	Series A Fixed Rate Cumulative Preferred Stock	P	20000	—	Acquired	20000	Direct
2018-10-31	Series A Fixed Rate Cumulative Preferred Stock	S	5000	—	Disposed	15000	Direct
2018-04-16	Common Stock	P	153600	$6.25	Acquired	8153600	Direct
2018-06-27	Common Stock	P	989395	$7.35	Acquired	9142995	Direct
2018-07-16	Common Stock	P	157765	$6.085	Acquired	9300760	Direct
2018-10-31	Common Stock	P	176877	$6.31	Acquired	9477637	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-27	Warrant to Purchase Common Stock	$8.00	P	25000	Acquired	2023-06-27	Common (25000)	Direct
2018-10-31	Warrant to Purchase Common Stock	$8.00	S	6250	Acquired	2023-06-27	Common (6250)	Direct

Footnotes

F1: The reported securities are included within 200 Units purchased by the reporting person on June 27, 2018 for $10,000 per Unit. Each Unit consists of 100 shares of Series A Fixed Rate Cumulative Preferred Stock and a Warrant to purchase 125 shares of Common Stock at $8.00 per share. On October 31, 2018, 50 Units were sold by the reporting person for the same price of $10,000 per Unit.