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Fastly, Inc. — Director's Dealing 2021
Jul 13, 2021
32048_dirs_2021-07-12_b174debd-2c87-473e-9a11-9eafac844b88.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fastly, Inc. (FSLY)
CIK: 0001517413
Period of Report: 2021-07-12
Reporting Person: Bergman Artur (Director, Chief Architect, Exec. Chair)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-12 | Class A Common Stock | C | 5716248 | — | Acquired | 6015769 | Direct |
| 2021-07-12 | Class A Common Stock | C | 840005 | — | Acquired | 840005 | Indirect |
| 2021-07-12 | Class A Common Stock | C | 209686 | — | Acquired | 209686 | Indirect |
| 2021-07-12 | Class A Common Stock | C | 209686 | — | Acquired | 209686 | Indirect |
| 2021-07-12 | Class A Common Stock | C | 1000000 | — | Acquired | 1000000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-12 | Class B Common Stock | $ | C | 5716248 | Disposed | Class A Common Stock (5716248) | Direct | |
| 2021-07-12 | Class B Common Stock | $ | C | 840005 | Disposed | Class A Common Stock (840005) | Indirect | |
| 2021-07-12 | Class B Common Stock | $ | C | 209686 | Disposed | Class A Common Stock (209686) | Indirect | |
| 2021-07-12 | Class B Common Stock | $ | C | 209686 | Disposed | Class A Common Stock (209686) | Indirect | |
| 2021-07-12 | Class B Common Stock | $ | C | 1000000 | Disposed | Class A Common Stock (1000000) | Indirect | |
| 2021-07-12 | Employee Stock Option (Right to Buy) | $1.15 | J | 918834 | Disposed | 2025-06-01 | Class B Common Stock (918834) | Direct |
| 2021-07-12 | Employee Stock Option (Right to Buy) | $1.15 | J | 918834 | Acquired | 2025-06-01 | Class A Common Stock (918834) | Direct |
Footnotes
F1: On October 12, 2020, the Issuer's outstanding shares of Class B Common Stock represented less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation, as amended, on July 12, 2021.
F2: The shares are held by The Artur Bergman Remainder Trust One DTD 5/2/2019, of which the reporting person is the investment advisor.
F3: The shares are held by The Artur Bergman Remainder Trust Two DTD 5/2/2019, of which the reporting person is the investment advisor.
F4: The shares are held by The Artur Bergman Remainder Trust Three DTD 5/2/2019, of which the reporting person is the investment advisor.
F5: The shares are held by The Per Artur Bergman Grantor Retained Annuity Trust No. 1, of which the reporting person is trustee.
F6: In connection with the automatic conversion described in footnote (1), outstanding Class B Common Stock options that were issued under the Issuer's 2011 Equity Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock.
F7: Fully vested.