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FARMER BROTHERS CO Director's Dealing 2022

Nov 2, 2022

34716_dirs_2022-11-02_26168449-0de0-4455-8b20-bde86bbbd146.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2022-11-01

Reporting Person: Vitemb Jared (VP, General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-01 Common Stock A 17578 Acquired 48612 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-11-01 Cash-Settled Restricted Stock Units $ A 17578 Acquired Cash-Settled Restricted Stock Units (17578.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2257.639 Indirect

Footnotes

F1: Grant of restricted stock units under Farmer Bros. Co. 2017 Long Term Incentive Plan ("Plan") granted on November 1, 2022 ("Grant Date"), the restricted stocks units will vest 33 1/3% on the first anniversary of the Grant, 33 1/3% on the second anniversary, and 33 1/3% on the third anniversary of the Grant Date. Vesting is subject to the provisions of the Plan and the restricted stock unit grant agreement.

F2: Grant of cash based restricted stock units ("CRSUs") under the Farmer Bros. Co. 2017 Long Term Incentive Plan ("Plan") granted on November 1, 2022, the CRSUs will vest 33 1/3% on the first anniversary of the Grant, 33 1/3% on the second anniversary, and 33 1/3% on the third anniversary of the Grant Date. Vesting is subject to the provisions of the Plan and the CSRU grant agreement. CRSUs may be settled solely in cash. Each CRSU is the economic equivalent of one share of common stock of the issuer.