FARMER BROTHERS CO — Director's Dealing 2021

Jul 8, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2021-06-30

Reporting Person: Brown Jennifer H (Senior VP and General Counsel)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4737	Direct
Common Stock (Restricted Stock Units 5-11-2020)	9227	Direct
Common Stock (Restricted Stock Units 12-9-2020)	17401	Direct
Common Stock	3501	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$32.85	2023-11-10	Common Stock (501.0)		Direct
Stock Option (right to buy)	$31.7	2024-11-10	Common Stock (1294.0)		Direct
Stock Option (right to buy)	$25.04	2025-11-12	Common Stock (1846.0)		Direct
Stock Option (right to buy)	$15.94	2026-11-11	Common Stock (9920.0)		Direct

Footnotes

F1: Grant of 13,840 restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"), granted on May 11, 2020 ("Grant Date"); the restricted vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares vest each year on the anniversary of the Grant Date ("Vesting Dates"), subject to continued employment with the Company through each Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement. As of the date of this form, one-third of the shares (4,613) are vested and included in the Common Stock outstanding.

F2: Grant of restricted stock under the Plan, granted on December 9, 2020 ("Grant Date"); the restricted vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares vest each year on the anniversary of the Grant Date ("Vesting Dates"), subject to continued employment with the Company through each Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement.

F3: The Stock Option is fully exercisable.

F4: Grant of non-qualified stock option under the Plan on November 10, 2017; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances.

F5: Grant of non-qualified stock option on November 12, 2018 under the Plan; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances.

F6: Grant of non-qualified stock option on November 11, 2019 under the Plan; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances.