FARMER BROTHERS CO — Director's Dealing 2021

Sep 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2021-09-13

Reporting Person: Lyon Scott R (Principal Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-13	Common Stock	A	6256	—	Acquired	23606	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-13	Cash-Settled Restricted Stock Units	$	A	6256	Acquired		Common Stock (6256.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2531.503	Indirect

Footnotes

F1: Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"), granted on September 13, 2021 ("Grant Date"); the restricted vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares vest each year on the anniversary of the Grant Date ("Vesting Dates"), subject to continued employment with the Company through each Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement.

F2: The cash-settled restricted stock units will be settled solely in cash. Each cash-settled restricted stock unit is the economic equivalent of one share of common stock of the issuer.

F3: The cash-settled restricted stock units vest in three equal annual installments beginning one year from the transaction date.