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FARMER BROTHERS CO Director's Dealing 2021

Dec 17, 2021

34716_dirs_2021-12-17_c9c4f1f5-1115-4b79-b7eb-3088e790728b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2021-12-15

Reporting Person: MARCY CHARLES F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-15 Common Stock A 14683 Acquired 51283 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $1.00 par value 7000 Indirect

Footnotes

F1: Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan ("Plan"), granted on December 15, 2021 ("Grant Date"); the restricted stock cliff vests on the one year anniversary of theGrant Date (the "Vesting Date"), subject to continued service to the Company through the Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement.

F2: Includes 5,000 shares of Common Stock previously held by the Reporting Person directly that were transferred into the First Amendment to and Restatement of Charles F. Marcy Revocable Trust u/a/d 1/12/2015 in a transaction exempt from Section 16 reporting pursuant to Rule 16a- 13. Mr. Marcy has sole voting and dispositive power and is the sole beneficiary of the trust.