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FARMER BROTHERS CO — Director's Dealing 2017
Dec 5, 2017
34716_dirs_2017-12-04_0fe1e2e1-3fb7-4ae5-b227-5926f20fce76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2017-11-30
Reporting Person: Grossman Jeanne Farmer (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-30 | Common Stock, $1.00 par value | S | 2291 | $34.32 | Disposed | 1176185 | Indirect |
| 2017-12-01 | Common Stock, $1.00 par value | S | 1358 | $34.21 | Disposed | 1174827 | Indirect |
| 2017-12-04 | Common Stock, $1.00 par value | S | 1473 | $34.84 | Disposed | 1173354 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.00 par value | 16973 | Direct |
Footnotes
F1: Open market sale. This transaction was executed in multiple trades at prices ranging from $34.20 to $34.65; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Company's stock ownership guidelines.
F2: Reflects the Reporting Person's beneficial ownership of shares of Common Stock held in various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by the Reporting Person including the reported transaction.
F3: Open market sale. This transaction was executed in multiple trades at prices ranging from $33.90 to $34.40; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Company's stock ownership guidelines.
F4: Open market sale. This transaction was executed in multiple trades at prices ranging from $34.50 to $35.05; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Company's stock ownership guidelines.