Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FARMER BROTHERS CO Director's Dealing 2017

Dec 5, 2017

34716_dirs_2017-12-04_0fe1e2e1-3fb7-4ae5-b227-5926f20fce76.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2017-11-30

Reporting Person: Grossman Jeanne Farmer (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-30 Common Stock, $1.00 par value S 2291 $34.32 Disposed 1176185 Indirect
2017-12-01 Common Stock, $1.00 par value S 1358 $34.21 Disposed 1174827 Indirect
2017-12-04 Common Stock, $1.00 par value S 1473 $34.84 Disposed 1173354 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $1.00 par value 16973 Direct

Footnotes

F1: Open market sale. This transaction was executed in multiple trades at prices ranging from $34.20 to $34.65; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Company's stock ownership guidelines.

F2: Reflects the Reporting Person's beneficial ownership of shares of Common Stock held in various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by the Reporting Person including the reported transaction.

F3: Open market sale. This transaction was executed in multiple trades at prices ranging from $33.90 to $34.40; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Company's stock ownership guidelines.

F4: Open market sale. This transaction was executed in multiple trades at prices ranging from $34.50 to $35.05; the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. The Reporting Person continues to meet the Company's stock ownership guidelines.