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FARMER BROTHERS CO — Director's Dealing 2017
Dec 15, 2017
34716_dirs_2017-12-15_bbac01e8-f680-4169-92e7-ecfd909bc523.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2017-12-13
Reporting Person: Grossman Jeanne Farmer (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-13 | Common Stock, $1.00 par value | G | 50008 | — | Disposed | 1169236 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1.00 par value | 18874 | Direct |
Footnotes
F1: These shares were transferred in a bona fide gift transaction from a trust of which the Reporting Person is the sole trustee and the sole beneficiary to a trust of which the Reporting Person is the sole trustee and a member of her immediate family is the sole beneficiary.
F2: Conformably with Rule 16a-8 promulgated under the Securities Exchange Act of 1934, the number of shares of Common Stock beneficially owned indirectly by the Reporting Person did not change as the result of this bona fide gift transaction.
F3: Reflects the Reporting Person's beneficial ownership of shares of Common Stock held in various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to subsequent transactions by the Reporting Person (including the subject transaction).