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FARMER BROTHERS CO — Director's Dealing 2016
Dec 13, 2016
34716_dirs_2016-12-12_008a8477-991f-4428-81b7-2af5f0dee5d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2016-12-08
Reporting Person: Grossman Jeanne Farmer (Director, 10% Owner, Trustee, Beneficiary, Settlor)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-08 | Common Stock, $1.00 par value | A | 851 | $0.00 | Acquired | 1206209 | Direct |
Footnotes
F1: Grant of restricted stock under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan ("Plan"), granted on December 8, 2016; the restricted stock cliff vests on the first anniversary of the date of grant subject to continued service to Farmer Bros. Co. through the vesting date and the acceleration provisions of the Plan and restricted stock agreement.
F2: Reflects the reporting person's beneficial ownership of shares of Common Stock held in various family trusts of which Ms. Grossman is the sole trustee, co-trustee, beneficiary and/or settlor, as reported in the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 27, 2016, after giving effect to the reported transaction.