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FARMER BROTHERS CO — Director's Dealing 2015
Dec 9, 2015
34716_dirs_2015-12-08_674a6487-783c-47a4-b564-4e3aa98c2b81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2015-12-04
Reporting Person: Grossman Jeanne Farmer (Director, 10% Owner, Trustee, Beneficiary, Settlor)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-04 | Common Stock, $1.00 par value | A | 987 | $0.00 | Acquired | 1199328 | Direct |
Footnotes
F1: Grant of restricted stock under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan ("Plan"), granted on December 4, 2015; the restricted stock vests pursuant to a three year vesting schedule whereby one-third of the total shares vest each year on the anniversary of the date of grant commencing on December 4, 2016 subject to continued service to Farmer Bros. Co. through each vesting date.
F2: Reflects the reporting person's beneficial ownership of shares of Common Stock as a member of the Farmer Group (as defined in Schedule 13D/A filed with the SEC on September 21, 2006), as reported in the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 28, 2015, after giving effect to the reported transaction.