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FARMER BROTHERS CO — Director's Dealing 2015
Dec 10, 2015
34716_dirs_2015-12-10_1687ad60-2b59-4ab3-9d71-fa98f040cf7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2015-12-08
Reporting Person: Farmer Richard F (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-08 | Common Stock, $1.00 par value | S | 100 | $31.96 | Disposed | 3349579 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 100 | $32.055 | Disposed | 3349479 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 100 | $32.06 | Disposed | 3349379 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 200 | $32.05 | Disposed | 3349179 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 521 | $32.10 | Disposed | 3348658 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 300 | $32.01 | Disposed | 3348358 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 348 | $32.02 | Disposed | 3348010 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 292 | $32.03 | Disposed | 3347718 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 329 | $31.99 | Disposed | 3347389 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 500 | $32.00 | Disposed | 3346889 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 160 | $31.97 | Disposed | 3346729 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 15487 | $31.95 | Disposed | 3331242 | Indirect |
| 2015-12-08 | Common Stock, $1.00 par value | S | 107 | $31.98 | Disposed | 3331135 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 100 | $31.955 | Disposed | 3331035 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 100 | $31.995 | Disposed | 3330935 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 100 | $32.025 | Disposed | 3330835 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 100 | $32.01 | Disposed | 3330735 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 200 | $32.02 | Disposed | 3330535 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 200 | $32.05 | Disposed | 3330335 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 100 | $32.25 | Disposed | 3330235 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 100 | $32.19 | Disposed | 3330135 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 200 | $32.07 | Disposed | 3329935 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 100 | $32.03 | Disposed | 3329835 | Indirect |
| 2015-12-09 | Common Stock, $1.00 par value | S | 156 | $31.95 | Disposed | 3329679 | Indirect |
Footnotes
F1: Reflects the Reporting Person's beneficial ownership of shares of Common stock as a member of the Farmer Group (as defined in Schedule 13D/A filed with the SEC on September 21, 2006), as reported in the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 28, 2015, after giving effect to the reported transaction.
F2: The shares of Common Stock were sold directly by a trust of which the Reporting Person is the sole settlor, trustee and beneficiary. This sale was made pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.