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FARMER BROTHERS CO — Director's Dealing 2013
May 10, 2013
34716_dirs_2013-05-10_9145aecf-98e5-4925-8fc2-1fd3eab00c9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2013-05-09
Reporting Person: Nelson Mark Joseph (TREASURER, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-09 | Common Stock $1.00 par value | A | 5947 | $13.62 | Acquired | 5947 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-09 | Stock Option (right to buy) | $13.62 | A | 29446 | Acquired | 2020-05-09 | Common Stock (29446) | Direct |
Footnotes
F1: Grant of restricted stock under the 2007 Omnibus Plan pursuant to employment agreement dated April 1, 2013; 100% of the shares will vest on May 9, 2016, subject to accceleration provisions of the 2007 Omnibus Plan and restricted stock agreement.
F2: Grant of non-qualified stock option under the 2007 Omnibus Plan pursuant to employment agreement dated April 1, 2013; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date subject to acceleration provisions of the 2007 Omnibus Plan and stock option agreement.