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FARMER BROTHERS CO — Director's Dealing 2012
Feb 15, 2012
34716_dirs_2012-02-15_e4628ffd-fc9b-4e5f-8690-81e375e8b9c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2012-02-13
Reporting Person: Wahba Jeffrey A (Director, Interim Co-CEO, CFO, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-13 | Common Stock $1.00 par value | A | 20000 | — | Acquired | 51362 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-13 | Non-qualified stock option (right to buy) | $10.82 | A | 15000 | Acquired | 2019-02-13 | Common Stock (15000) | Direct |
| 2012-02-13 | Non-qualified stock option | $10.82 | A | 50000 | Acquired | 2019-02-13 | Common Stock (50000) | Direct |
Footnotes
F1: Grant of restricted stock; 100% of the shares will vest on February 13, 2013, subject to the acceleration provisions of that certain Second Amended and Restated Employment Agreement, effective as of February 13, 2012, between the Company and Jeffrey A. Wahba, as the same may be amended, and the restricted stock award agreement.
F2: Grant of non-qualified stock option; one hundred percent (100%) of the total number of shares subject to the option vest on the first anniversary of the grant date, subject to the acceleration provisions of that certain Amended and Restated Employment Agreement, effective as of April 19, 2011, between the Company and Jeffrey A. Wahba, as the same may be amended, and the stock option award agreement.
F3: Grant of non-qualified stock option; one hundred percent (100%) of the total number of shares subject to the option vest on the first anniversary of the grant date, subject to the acceleration provisions of that certain Second Amended and Restated employment agreement, effective as of February 13, 2012, between the Company and Jeffrey A. Wahba, as the same may be amended, and the stock option award agreement.