AI assistant
FARMER BROTHERS CO — Director's Dealing 2012
Sep 13, 2012
34716_dirs_2012-09-13_27f42deb-54ae-4870-8000-9205ecd74e8f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2012-09-12
Reporting Person: KEOWN MICHAEL H (Director, PRESIDENT, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-12 | Common Stock, $1.00 par value | A | 6830 | $9.06 | Acquired | 55144 | Direct |
Footnotes
F1: Grant of restricted stock under the 2007 Omnibus Plan pursuant to employment agreement dated March 9, 2012 and letter agreement effective May 8, 2012. Of the 15,000 total shares to be awarded to Mr. Keown pursuant to the employment agreement, 8,170 shares were granted on May 11, 2012 (the "May Grant") and reported on a Form 4 filed with the SEC on May 14, 2012. The remaining 6,830 shares were granted on September 12, 2012 (the "September Grant") and are being reported on this Form 4. All shares granted pursuant to the May Grant and the September Grant will vest on May 11, 2015, subject to acceleration provisions of the employment agreement, 2007 Omnibus Plan and restricted stock agreement.