Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FARMER BROTHERS CO Director's Dealing 2012

Dec 11, 2012

34716_dirs_2012-12-11_bdb41a31-a43b-4b8d-b99b-c54640371764.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2012-12-07

Reporting Person: HARDING MARK A (SR. V.P. OF OPERATIONS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-07 Common stock $1.00 par value A 1627 Acquired 19294 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-07 Stock option (right to buy) $11.81 A 10638 Acquired 2019-12-07 Common Stock (10638) Direct

Footnotes

F1: Grant of restricted stock under the 2007 Omnibus Plan; 100% of the shares will vest on December 7, 2015, subject to acceleration provisions of the 2007 Omnibus Plan and restricted stock agreement.

F2: Includes a total of 2,416 shares (including 535 shares in fiscal 2012) allocated as of the reporting date to the reporting person pursuant to the Employee Stock Ownership Plan.

F3: Grant of non-qualified stock option; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on December 7, 2013, subject to acceleration provisions of the 2007 Omnibus Plan and stock option agreement.