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FARMER BROTHERS CO — Director's Dealing 2011
Dec 12, 2011
34716_dirs_2011-12-12_25db293f-dde6-45f8-a667-de491e23aaed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2011-12-08
Reporting Person: GARRETT LARRY B (GEN.COUNSEL, ASST. SECRETARY)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-08 | Common Stock $1.00 par value | A | 6900 | — | Acquired | 12900 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-08 | Stock option (right to buy) | $7.32 | A | 12138 | Disposed | 2018-12-08 | Common stock (12138) | Direct |
Footnotes
F1: Grant of restricted stock under the 2007 Omnibus Plan; 100% of the shares will vest on December 8, 2014, subject to acceleration provisions of the 2007 Omnibus Plan and restricted stock agreement.
F2: Grant of non-qualified stock option; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on December 8, 2012, subject to acceleration provisions of the 2007 Omnibus Plan and stock option agreement.