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FARMER BROTHERS CO Director's Dealing 2011

Dec 12, 2011

34716_dirs_2011-12-12_98885596-1e3c-4fd1-9790-ab12ced73da2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FARMER BROTHERS CO (FARM)
CIK: 0000034563
Period of Report: 2011-12-08

Reporting Person: GOMEZ HORTENSIA R (VICE PRESIDENT & CONTROLLER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-12-08 Common Stock A 2300 Acquired 7615 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-12-08 Stock Option (Right to Buy) $7.32 A 3468 Acquired 2018-12-08 Common Stock (3468) Direct

Footnotes

F1: Grant of restricted stock under the 2007 Omnibus Plan; 100% of the shares will vest on December 8, 2014, subject to acceleration provisions of the 2007 Omnibus Plan and restricted stock agreement.

F2: Includes a total of 3,054 shares (including 430 shares inf fiscal 2011) allocated as of the reporting date to the reporting person pursuant to the Employee Stock Ownership Plan.

F3: Grant of non-qualified stock option; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on December 8, 2012, subject to acceleration provisions of the 2007 Omnibus Plan and stock option agreement.